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從內控制度及董事監督義務論臺灣董事會之改革方向
Conference paper

從內控制度及董事監督義務論臺灣董事會之改革方向

昌憲 蔡
2012第二屆兩岸清華法學論壇:法學理論與科技發展 2012第二屆兩岸清華法學論壇:法學理論與科技發展;國立臺灣大學法學論叢, Vol.41(4), pp.1819-1896
2012

Abstract

獨立董事;董事監督義務;內部控制制度;風險管理;法令遵循;董事會決策過程改革;董事會組織性改革;董事會成員組成改革;公司治理法制;法律移植;Independent director;Directors' duty to monitor;Directors' duty of oversight;Internal control systems;Risk management;Compliance with law;Board reform of decision-making process;Board structural reform;Board compositional reform;Corporate governance rules;Legal transplant

The Taiwan Corporate Governance White Paper published by Asian Corporate Governance Association (”ACGA”) in February, 2011 indicated that one of the crucial issues in terms of corporate governance that Taiwan would need to address currently is board effectiveness. Although Taiwan has written laws governing internal controls, compliance with law and even risk management, various corporate scandals due to internal control failure broke out, which might be attributed to board ineffectiveness in oversight. In addition to the efforts of Taiwan's legislature focused primarily on changing board composition (e.g., advancing board independence) and structure (e.g., establishing board committees such as the compensation committee), improving the enforcement of laws governing internal controls and compliance with law through strengthening director liability for breaching the duty to monitor should also be an imminent issue. In other words, in contrast to policymaking efforts focused merely on changing composition and structure, what should meanwhile be done could be to identify decision-making and, more importantly, the processes that inform the board's decisions as the core of the board's monitoring function. Put differently, we should seriously consider how to effectively advance board members' incentives to monitor management during the decision-making process, through moderately tightening legal liability for breaching fiduciary duties of oversight. In sum, carrying out board reforms of composition, structure and process of oversight altogether might be a better way to fortify the board's monitoring function in Taiwan. With board efficacy built up, Taiwan's corporate governance can thus be bettered.

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