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考慮分散風險效益下房貸資產證券分券風險分析
Thesis

考慮分散風險效益下房貸資產證券分券風險分析

陳重宇
Masters, 國立清華大學, 計量財務金融學系
2010

Abstract

固定利率住宅抵押貸款 分券規模 可調整利率住宅抵押貸款 相關性 住宅抵押貸款投資組合 分散風險效益 Fixed rate mortgage Tranche size Adjustable rate mortgage Correlation Mortgage-backed security portfolio Diversification benefit
This paper extends the framework of tranche size in fixed rate mortgage and the corresponding risk. We examine whether the tranche size changes with different underlying mortgages by adding the adjustable rate mortgage. With the method of analyzing the mortgage portfolio risk elaborated by Yang et al. (2009), we form an equal-weighted portfolio with two mortgage-backed securities and observe whether the diversification benefit caused by different correlations between the two house price appreciations shows on the tranche size. Based on the empirical findings, Senior tranche size of adjustable rate mortgage is thinner and the supporting level is thicker because of high default risk. With the internal rate of return, we demonstrate the rule of “high risk, high return; low risk, low return” by NR tranche size with the highest return and Senior tranche size with the lowest return among all tranche sizes. Diversification benefit caused by different correlations shows on Senior tranche size and its’ supporting level. We demonstrate the rule of “adding two assets which are not perfect positive correlated would lower the risk” by the increase of Senior tranche size and the decrease of its’ supporting level with the correlation declines.

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