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適應性模式搜尋演算法應用於限制條件風險值之最佳化問題
Thesis

適應性模式搜尋演算法應用於限制條件風險值之最佳化問題

劉元媛
Masters, 國立清華大學, 工業工程與工程管理學系所
2016

Abstract

模式搜尋演算法 條件風險值 拉丁超立方體抽樣 無微分最佳化 模擬最佳化 Pattern Search Conditional Value at Risk Latin Hypercube Sampling Derivative Free Optimization Simulation Optimization
Conditional value at risk (CVaR) is often used to measure and manage risks in financial engineering. In this paper, we consider optimization problems with CVaR constraints. Due to the profound randomness and complexities, the CVaR constraints can only be estimated by stochastic simulation. We propose a new algorithm, called adaptive pattern search (APS) based on the pattern search method in the literature but further incorporates efficient modifications, including the determination of the moving directions, to enable the problem to be solved efficiently. Moreover, we applied Latin hypercube sampling (LHS) to determine a set of solutions for the algorithm to get started for better search of the optimal solution. A numerical study shows that the proposed algorithm is efficient and is worthy of further investigation.

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