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違約機率及違約損失率之相關性及異質性對信用損失的影響:台灣上市櫃公司的實證研究
Journal article   Peer reviewed

違約機率及違約損失率之相關性及異質性對信用損失的影響:台灣上市櫃公司的實證研究

經樊 鍾 and 嘉龍 黃
經濟論文叢刊Taiwan Economic Review, Vol.38(4), pp.561-592
12/2012

Abstract

信用風險損失模型;違約機率;違約損失率;相關性;異質性;風險值;credit risk loss model;loss given default;probability of default;correlation;heterogeneity;value at risk

This paper tries to build a joint credit risk model for PD and LGD and apply it to listed companies in Taiwan as a portfolio. PDs are allowed to depend on expected stock returns, which represent the systematic factor, as well as return thresholds based on risk ratings. LGDs are assumed to depend on asset values and equity/debt ratios, in which asset values are decomposed into three components with different ”guarantee powers” while equity/debt ratios are also assumed to be affected by the systematic factor. The key idea of this joint model is that PD and LGD are both affected by the systematic factor and therefore correlated. We find from our simulation results that the VaR is larger than it would be with fixed LGD and that LGD correlations among corporate obligators as well as LGD heterogeneity have substantial influence over VaR. The main conclusion therefore is that credit risk can be seriously underestimated by neglecting the correlation between PD and LGD.

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